An analysis of the code of professional conduct

Responsibility to sponsor for professional advancement the best qualified Business Analysis Professionals. Therefore, a lawyer must remain completely responsible for his or her own independent professional judgment, maintain the confidences and secrets of clients, preserve funds of clients and third parties in his or her control, and otherwise comply with the legal and ethical principles governing lawyers in New York State.

Because of the human relationships involved and the unique character of the proceedings, contingent fee arrangements in domestic relations matters are rarely justified. EC A decision by a lawyer to withdraw should be made only on the basis of compelling circumstances and, in a matter pending before a tribunalthe lawyer must comply with the rules of the tribunal regarding withdrawal.


EC When a lawyer is appointed by a court or requested by a bar association to undertake representation of a person unable to obtain counsel, whether for financial or other reasons, the lawyer should not seek to be excused from undertaking the representation except for compelling reasons.

Candidates Professional Practice Responsibility to provide accurate, truthful advertising and representations concerning qualifications, experience, and performance of services. Avoid professional association with those whose practices or reputation might diminish the Business Analysis profession.

Make management decisions, including accepting responsibility for the results of the other services. Disclosure of truthful and relevant information about lawyers and their areas of practice should assist in the making of an informed selection.

Disclosure is strictly prohibited and includes but is not limited to communication to colleagues, other exam candidates, and exam review course instructors.

The practice of law has an essential tradition of complete independence and uncompromised loyalty to those it serves.

Code of Professional Conduct

Prohibited Conduct includes but is not limited to the use of notes containing examination information in the testing room and, in other areas within the testing facility during breaks. Lack of information about the availability of lawyers, the qualifications of particular lawyers, the areas of law in which lawyers accept representation and the cost of legal services impedes the intelligent selection of lawyers.

Responsibility to take care not to injure the reputation of other professionals through malice or indifference. A lawyer should not withdraw without considering carefully and endeavoring to minimize the possible adverse effect on the rights of the client and the possibility of prejudice to the client as a result of the withdrawal.

Before a member performs other services for an attest client, he or she must evaluate the effect of such services on his or her independence. Selection of a Lawyer EC Formerly a potential client usually knew the reputations of local lawyers for competency and integrity and therefore could select a practitioner in whom he or she had confidence.

Acceptance and Retention of Employment EC A lawyer is under no obligation to act as advisor or advocate for every person who may wish to become a client; but in furtherance of the objective of the bar to make legal services fully available, a lawyer should not lightly decline proffered employment.

A partner or manager who provides ten or more hours of non-attest services to the client; or Any partner in the office in which the lead attest engagement partner primarily practices in connection with the attest engagement. A lawyer or law firm that provides non-legal services to a person that are distinct from legal services being provided to that person by the lawyer or law firm is subject to these Disciplinary Rules with respect to the non-legal services if the person receiving the services could reasonably believe that the non-legal services are the subject of an attorney-client relationship.

If the lawyer does not have the right to practice law concurrently, the lawyer's name should be removed from the firm name, and the lawyer should not be identified as a past or present member of the firm; and the lawyer should not hold himself or herself out as being a practicing lawyer.

The giving of advice that one should take legal action could well be in fulfillment of the duty of the legal profession to assist the public in recognizing legal problems. Often the reputations of lawyers are not sufficiently known to enable potential users of legal services to make intelligent choices.

In any exercise of the disciplinary authority of this statethe rules of professional conduct to be applied shall be as follows: Use of a lawyer referral system enables an individual to avoid an uninformed selection of a lawyer because such a system makes possible the employment of competent lawyers who have indicated an interest in the subject matter involved.

Code of Ethics and Standards of Professional Conduct

In addition, the member should be satisfied that the client is in a position to have an informed judgment on the results of the other services and that the client understands its responsibility to— Designate a management-level individual or individuals to be responsible for overseeing the services being provided.

Indeed, these guarantees represent the very foundation of the profession and allow and foster its continued role as a protector of the system of law. Independence shall be considered to be impaired if: Revised, Novembereffective January 1,with earlier application encouraged, by the Professional Ethics Executive Committee.

Lawyer Advertising EC The attorney client relationship is personal and unique and should not be established as a result of pressures and deceptions. Evaluate the adequacy of the services performed and any findings that result. In administrative agency proceedings, contingent fee contracts should be governed by the same considerations as in other civil cases.

Other Considerations It is impossible to enumerate all circumstances in which the appearance of independence might be questioned. Such a course will not only prevent later misunderstanding but will also work for good relations between the lawyer and the client.


Responsibility to maintain and satisfy the scope and objectives of professional service. A lawyer's representation of a client, including representation by appointment, does not constitute an endorsement of the client's political, economic, social or moral views or activities.

With respect to lawyers or law firms providing non-legal services to clients or other persons: These examples are not intended to be all-inclusive of the types of other services performed by members. A code of professional conduct is a necessary component to any profession to maintain standards for the individuals within that profession to adhere.

It brings about accountability, responsibility and trust to the individuals that the profession serves. The American Psychological Association's (APA) Ethical Principles of Psychologists and Code of Conduct (hereinafter referred to as the Ethics Code) consists of an Introduction, a Preamble, five General Principles (A-E) and specific Ethical Introduction discusses the intent, organization, procedural considerations, and scope of application of the Ethics Code.

The Canons are statements of axiomatic norms, expressing in general terms the standards of professional conduct expected of lawyers in their relationships with the public, with the legal system, and with the legal profession.

They embody the general concepts from which the Ethical Considerations and the Disciplinary Rules are derived. Compare and contrast the code of conduct you select with PMI’s Code of Ethics and Professional Conduct (n.d.) in terms of organization, content, and specificity.

Then present a real or hypothetical project scenario in which a Project Manager would be subject to both of these codes. The Code of Professional Conduct was revised effective December 15, A mapping document is available in Appendix D of the Code to facilitate smooth transition.

Learn more about the Project that resulted in the redesigned Code of Professional Conduct. CBAP ® Code of Ethical Conduct & Professional Standards. This is a copy of the text for the CBAP ® Code of Conduct. You must read and agree to this Code of Conduct prior to applying in order to be able to proceed with your application.

Rules of Professional Conduct An analysis of the code of professional conduct
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ET Section - Independence